Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Rivas is a financial advisor with Ocean Financial Services, LLC in Miami, Florida. Jorge has been in the financial industry since 2003. Prior to joining Ocean Financial Services, LLC, Jorge was a financial advisor at Wells Fargo Clearing Services, LLC, HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc. Jorge holds FINRA Series 7 and Series 66 licenses and is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/07/2023 - Present
Ocean Financial Services, LLC (MIAMI FL)
FL
06/20/2018 - 01/27/2022
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
01/01/2005 - 07/03/2018
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
05/07/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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