Unclaimed
Jorge Mora is a financial advisor with Farmers Financial Solutions, LLC based in San Leandro, California. He has been in the financial services industry since 2012 and holds Series 6, 7, and 66 licenses. Jorge previously worked at Northwestern Mutual Investment Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/19/2019 - Present
Farmers Financial Solutions, LLC (SAN LEANDRO CA)
CA
02/19/2019 - 07/11/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CA
10/01/2012 - 03/01/2017
J.P. MORGAN SECURITIES LLC (RICHMOND CA)
CA
08/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OAKLAND CA)
BOTH
Issued 06/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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