Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge m.? Claim Your ProfileJorge Miguel Pelegrina is a financial advisor based in San Juan, Puerto Rico, working for UBS Financial Services Inc. since 2018. Jorge Miguel has been working in the financial industry since 1980 and holds a Series 66, Series 63, Series 7 and SIE license. Jorge Miguel has a strong background in the financial industry, having worked for several prominent firms, including UBS Financial Services Incorporated of Puerto Rico, Santander Securities, Citigroup Global Markets Inc, Lehman Brothers Inc., E. F. Hutton & Company Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jorge Miguel specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/13/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
12/17/2009 - 10/21/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
MA
05/16/2006 - 01/05/2010
SANTANDER SECURITIES (BOSTON MA)
PR
07/31/1993 - 05/25/2006
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/27/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/19/1980 - 12/19/1985
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.
NA
10/26/1981 - 09/28/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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