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Jorge Luis Ortiz

TD Private Client Wealth LLC

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About Jorge Luis Ortiz

Jorge Luis Ortiz is a financial professional with extensive experience in the financial services industry. Jorge has worked for several reputable firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and TD Securities (usa) LLC. Currently, Jorge is registered with TD Private Client Wealth LLC, TD Prime Services LLC, and TD Securities Automated Trading LLC. Jorge is a Series 27 and SIE licensed professional. Jorge's areas of expertise include financial planning, pension consulting, and portfolio management.

Firm Information

Jorge Ortiz is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jorge Ortiz’s Registration & Firm History

NY

06/24/2024 - Present

TD Private Client Wealth LLC (NEW YORK NY)

NY

12/06/2011 - 06/18/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/12/2011 - 10/10/2013

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

03/22/2007 - 08/05/2010

COWEN AND COMPANY (NEW YORK NY)

NY

08/25/2005 - 08/22/2006

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

06/08/2004 - 08/08/2005

SG COWEN & CO., LLC (NEW YORK NY)

NY

03/03/2004 - 05/13/2004

SG COWEN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/02/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jorge Luis Ortiz.
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