Unclaimed
Jorge Gomez is a financial advisor with Morgan Stanley, located in Miami, FL. Jorge has been in the financial industry since 2004. Jorge has a wide range of experience in the industry and holds several licenses, including Series 63, 66, and 7. Jorge is registered with FINRA and has a long history of experience in the industry, having worked at Deutsche Bank Securities Inc., Wells Fargo Advisors, LLC, and Wells Fargo Clearing Services, LLC. Jorge's expertise spans various aspects of financial planning and advising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/05/2021 - Present
Morgan Stanley (Miami FL)
FL
10/18/2016 - 04/07/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
02/27/2008 - 10/19/2016
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
NY
02/12/2007 - 07/09/2007
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
12/15/2003 - 04/08/2005
SIGNATURE SECURITIES (NEW YORK NY)
NY
04/01/2002 - 08/16/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
08/04/2000 - 12/07/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 10/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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