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Jorge Gabriel Goncalves de lima

Safra Securities LLC

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About Jorge Gabriel Goncalves de lima

Jorge Gabriel Goncalves de lima is a financial advisor with Safra Securities LLC. Jorge is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 6, Series 63, Series 24, Series 4, Series 14 and SIE license. Jorge is licensed in Florida and New York. He is a registered principal with Safra Securities LLC. Jorge has been in the industry since 2016. Prior to joining Safra Securities LLC, Jorge worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and J.P. MORGAN SECURITIES LLC.

Firm Information

Jorge Goncalves de lima is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Goncalves de lima’s Registration & Firm History

FL

12/19/2019 - Present

Safra Securities LLC (AVENTURA FL)

NY

03/15/2018 - 12/11/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/14/2016 - 03/13/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/11/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/23/2022

Series 4 - Registered Options Principal Examination

BC

Issued 03/11/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2018

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jorge Gabriel Goncalves de lima.
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