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Jorge Daniel Gomez

TP Icap Global Markets Americas LLC

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About Jorge Daniel Gomez

Jorge Daniel Gomez is a financial professional with over 20 years of experience in the industry. Jorge is currently registered with Tp Icap Global Markets Americas Llc, a brokerage firm. Prior to this role, Jorge was employed by Tullett Prebon Financial Services LLC, ICAP Corporates LLC, Robert W. Baird & Co. Incorporated, Woodlawn Advisors LLC, Tullett Liberty Securities LLC and Prebon Financial Products Inc.. Jorge is licensed to conduct business in Connecticut, New Jersey and New York.

Firm Information

Jorge Gomez is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Gomez’s Registration & Firm History

CT

06/30/2023 - Present

TP Icap Global Markets Americas LLC (NORWALK CT)

CT

05/23/2016 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)

NY

04/25/2022 - 06/02/2022

ICAP CORPORATES LLC (NEW YORK NY)

CT

01/06/2014 - 03/31/2016

ROBERT W. BAIRD & CO. INCORPORATED (STAMFORD CT)

CT

10/07/2009 - 01/02/2014

WOODLAWN ADVISORS LLC (STAMFORD CT)

NY

08/11/2009 - 09/28/2009

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NJ

02/13/2002 - 09/28/2009

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 08/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2004

Series 3 - National Commodity Futures Examination

BC

Issued 08/27/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jorge Daniel Gomez.
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