Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Christian Chain is a financial advisor at B. Riley Wealth Advisors, Inc. in Boca Raton, FL. Jorge has been working in the financial industry since November 6, 1993. He has a variety of experience in the financial services industry, including working with clients on investment advice, financial planning, and pension consulting. He is licensed to provide financial services in Florida and Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/23/2017 - Present
B. Riley Wealth Advisors, Inc. (Boca Raton FL)
FL
03/07/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
IL
08/24/2015 - 11/17/2015
MWA FINANCIAL SERVICES INC. (ROCK ISLAND IL)
FL
08/13/2013 - 11/05/2013
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
FL
02/07/2011 - 12/21/2011
LPL FINANCIAL LLC (MARGATE FL)
FL
03/13/2008 - 02/07/2011
CUSO FINANCIAL SERVICES, L.P. (PALM BEACH GARDENS FL)
FL
08/06/2007 - 03/11/2008
AXA ADVISORS, LLC (BOCA RATON FL)
FL
07/25/2006 - 06/07/2007
FIFTH THIRD SECURITIES, INC. (PALM BEACH GARDENS FL)
NC
08/29/2005 - 04/20/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
10/20/2004 - 07/28/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/13/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
01/28/2002 - 11/10/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
07/12/2001 - 01/29/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
CA
08/01/2000 - 06/27/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NC
07/03/1995 - 07/17/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
05/05/1994 - 07/14/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
CA
02/24/1995 - 07/05/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
05/14/1992 - 05/06/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
05/28/1992 - 12/31/1993
FINANCIAL HORIZONS SECURITIES CORPORATION
MN
08/12/1991 - 02/07/1992
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
CT
07/16/1991 - 08/09/1991
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
CA
08/22/1990 - 02/01/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
09/17/1990 - 01/29/1991
EDEN FINANCIAL SERVICES, INC.
NJ
01/05/1990 - 02/17/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/05/1990 - 02/17/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
06/16/1989 - 08/18/1989
CORPORATE SECURITIES GROUP, INC.
NA
06/08/1987 - 10/05/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/23/1986 - 05/11/1987
CORPORATE SECURITIES GROUP, INC.
IA
Issued 03/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jorge Chain is the right advisor for you? Invested Better is here to help.
