Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Soriano is an investment advisor representative with Mariner Independent based in LOS ANGELES, CA. Jorge has been in the industry for over 20 years, beginning their career in 2002. Jorge holds the Series 6, 7, and 63 licenses as well as the SIE exam. Jorge has worked at Ameriprise Financial Services, Inc., PFS Investments Inc., and DFA Securities LLC in previous roles. Jorge has a strong track record of providing financial planning and portfolio management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/01/2022 - Present
Mariner Independent (LOS ANGELES CA)
CA
11/09/2015 - 06/16/2017
DFA SECURITIES LLC (SANTA MONICA CA)
CA
07/11/2007 - 06/17/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
GA
01/28/2002 - 03/03/2004
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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