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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Morales is a financial advisor with LPL Financial LLC. Jorge is a Registered Representative and Investment Advisor Representative and has been in the industry since 2002. Jorge has a total of 22 years of experience in the financial services industry and holds the Series 63, Series 66, Series 7 and SIE licenses. Jorge is registered with the states of Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Indiana, Maine, Massachusetts, Montana, Nevada, New Mexico, New York, North Carolina, Oregon, Texas, Virginia, Washington, and Wisconsin. Jorge previously worked at WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, CUSO FINANCIAL SERVICES, L.P., WM FINANCIAL SERVICES, INC., and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/05/2019 - Present
LPL Financial LLC (SOLVANG CA)
CA
01/03/2011 - 10/23/2012
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
CA
11/03/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA BARBARA CA)
CA
04/27/2005 - 11/05/2009
CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)
CA
06/19/2003 - 09/29/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
02/08/2002 - 07/01/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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