Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Antonio Vazquez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jorge Vazquez has been in the financial industry since October 2003. Jorge Vazquez is registered to provide investment advice in all states and has held various positions at different firms throughout Jorge Vazquez's career. In addition to providing investment advice, Jorge Vazquez manages a real estate rental property. Jorge Vazquez's focus is on portfolio management for both individuals and businesses, and Jorge Vazquez also provides services for pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/07/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
TX
11/19/2014 - 04/07/2021
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
05/17/2012 - 12/03/2014
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
07/06/2006 - 05/15/2012
WELLS FARGO ADVISORS, LLC (SAN ANTONIO TX)
TX
10/31/2005 - 07/10/2006
AIG FINANCIAL ADVISORS, INC. (HOUSTON TX)
AZ
06/25/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
04/22/2004 - 06/04/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
06/26/2002 - 02/28/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/26/2002 - 02/28/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 11/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 3 - National Commodity Futures Examination
BC
Issued 06/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jorge Vazquez is the right advisor for you? Invested Better is here to help.
