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Jorge Antonio Netto

Boreal Capital Securities LLC

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About Jorge Antonio Netto

Jorge Antonio Netto is a financial professional with over 25 years of experience in the securities industry. Jorge is currently registered with Boreal Capital Securities LLC and holds Series 7, 24 and 63 licenses. Jorge is a well-respected and experienced financial advisor, who is committed to providing clients with personalized financial guidance.

Firm Information

Jorge Netto is currently registered with Boreal Capital Securities LLC. Boreal Capital Securities LLC is a Limited Liability Company that was formed in June 2011. The firm is registered with the SEC and has offices in Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Netto’s Registration & Firm History

FL

04/27/2017 - Present

Boreal Capital Securities LLC (MIAMI FL)

FL

02/05/2014 - 05/01/2017

NORTHEAST SECURITIES, INC. (Coral Gables FL)

FL

07/03/2012 - 01/02/2014

COLONY PARK FINANCIAL SERVICES LLC. (MIAMI FL)

FL

01/23/2004 - 07/10/2012

ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)

MO

08/14/2001 - 01/26/2004

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

10/01/2000 - 06/08/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

04/14/1994 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Jorge Antonio Netto. Review regulatory record here.
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