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Jorge Anthony Ramirez

Vanguard Marketing Corp.

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About Jorge Anthony Ramirez

Jorge Anthony Ramirez is a financial professional who is currently registered with Vanguard Marketing Corp. Jorge has been in the industry since 2004 and has a broad range of experience. Jorge has worked with UBS Financial Services Inc., UBS Securities LLC, Goldman, Sachs & Co., and Wachovia Capital Markets, LLC. Jorge holds Series 7, Series 10, Series 24, Series 63, and Series 65 licenses. Jorge is currently registered in Pennsylvania.

Firm Information

Jorge Ramirez is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Ramirez’s Registration & Firm History

PA

02/12/2021 - Present

Vanguard Marketing Corp. (MALVERN PA)

NY

08/09/2006 - 01/06/2021

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

03/23/2012 - 10/07/2016

UBS SECURITIES LLC (NEW YORK NY)

NY

09/12/2005 - 08/31/2006

GOLDMAN, SACHS & CO. (NEW YORK NY)

NC

07/15/2004 - 08/12/2005

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 08/01/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/25/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/11/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/11/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jorge Anthony Ramirez.
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