Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Andres Garcia is an investment advisor representative with Rockefeller Financial LLC. Jorge has been in the securities industry since November 6, 2004. Jorge has passed the Series 3, 7, 9, 10, and 66 exams and is registered in 33 states for Broker-Dealer and 1 for Investment Advisor. Jorge’s previous employers include UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/13/2023 - Present
Rockefeller Financial LLC (Dallas TX)
TX
10/22/2009 - 01/24/2023
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
03/17/2005 - 10/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
MN
07/28/2004 - 12/06/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/28/2004 - 12/06/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/26/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jorge Garcia is the right advisor for you? Invested Better is here to help.
