Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jorge? Claim Your ProfileJorge Ponce is a financial advisor with PFS Investments Inc. located in Staten Island, NY. Jorge has been in the industry since 2005. He is licensed in multiple states including New Jersey, New York, and Ohio. Jorge is also a Series 6, 7, 26, 63, and 66 licensed professional. PFS Investments Inc. provides financial planning, investment management, and other related services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/25/2023 - Present
PFS Investments Inc. (STATEN ISLAND NY)
NY
05/21/2021 - 06/23/2022
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
05/03/2018 - 02/11/2021
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
02/10/2016 - 04/17/2018
PRUCO SECURITIES, LLC. (BROOKLYN NY)
NJ
12/11/2014 - 12/22/2015
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
11/27/2012 - 12/04/2014
SANTANDER SECURITIES LLC (STATEN ISLAND NY)
NJ
01/14/2009 - 10/02/2012
WELLS FARGO ADVISORS, LLC (JERSEY CITY NJ)
NJ
04/23/2008 - 07/25/2008
CHASE INVESTMENT SERVICES CORP. (MORRISTOWN NJ)
NY
05/29/2007 - 04/28/2008
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
NY
07/19/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LEVITTOWN NY)
NY
04/02/2004 - 07/07/2004
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/03/2001 - 06/26/2002
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 02/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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