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Jorge Alberto Galindo

Dealerweb Inc.

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About Jorge Alberto Galindo

Jorge Galindo is a securities professional with over 26 years of experience in the financial services industry. Jorge is currently registered with Dealerweb Inc. in Jersey City, New Jersey. Jorge has been active in the industry since July 1996 and holds several licenses and registrations, including Series 4, 7, 24, 27, 63, SIE, and 99TO. Jorge has held previous positions with firms such as Execution Access, LLC, Tradeweb L.L.C, ICAP Electronic Broking LLC, BNP Capital Markets, LLC, and GFI Securities LLC.

Firm Information

Jorge Galindo is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Galindo’s Registration & Firm History

NJ

09/09/2013 - Present

Dealerweb Inc. (Jersey City NJ)

NY

07/16/2021 - 11/28/2022

EXECUTION ACCESS, LLC (NEW YORK NY)

NJ

09/29/2008 - 09/09/2013

TRADEWEB L.L.C (JERSEY CITY NJ)

NJ

04/14/2000 - 05/06/2008

ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)

FL

11/30/1998 - 01/20/2000

BNP CAPITAL MARKETS, LLC (MIAMI FL)

NY

07/15/1996 - 08/05/1998

GFI SECURITIES LLC (NEW YORK NY)

IL

08/15/1995 - 07/10/1996

SAKURA SECURITIES (U.S.A.), INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/1997

Series 4 - Registered Options Principal Examination

BC

Issued 12/18/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/13/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jorge Alberto Galindo.
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