Unclaimed
Jorge Alberto Bravo Sarmiento is a registered representative with Bofa Securities, Inc. Jorge Alberto Bravo Sarmiento is registered in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands. Jorge Alberto Bravo Sarmiento has been in the securities industry since May 16, 2014. Jorge Alberto Bravo Sarmiento's previous employment was with Goldman Sachs & Co. LLC in New York, NY. Jorge Alberto Bravo Sarmiento holds the Series 7, Series 63, Series 57TO, and SIE licenses. Jorge Alberto Bravo Sarmiento's current employment started on April 6, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/06/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/17/2014 - 05/02/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 04/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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