Unclaimed
Jorge Albert Castillo is a financial professional with over 3 years of experience in the securities industry. Jorge has held previous roles with Natixis Securities Americas LLC, CF Secured, LLC and Cantor Fitzgerald & Co. Jorge holds the Series 7, Series 99, Series 57, Series 63 and SIE licenses and is currently registered with Mizuho Securities USA LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/15/2022 - 06/12/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
12/20/2021 - 06/03/2022
CF SECURED, LLC (NEW YORK NY)
NY
06/20/2020 - 06/03/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 05/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2020
Series 99TO - Operations Professional Examination
BC
Issued 03/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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