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Jorge Albert Castillo

Mizuho Securities USA LLC

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About Jorge Albert Castillo

Jorge Albert Castillo is a financial professional with over 3 years of experience in the securities industry. Jorge has held previous roles with Natixis Securities Americas LLC, CF Secured, LLC and Cantor Fitzgerald & Co. Jorge holds the Series 7, Series 99, Series 57, Series 63 and SIE licenses and is currently registered with Mizuho Securities USA LLC in New York.

Firm Information

Jorge Castillo is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Castillo’s Registration & Firm History

NY

05/30/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/15/2022 - 06/12/2023

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

12/20/2021 - 06/03/2022

CF SECURED, LLC (NEW YORK NY)

NY

06/20/2020 - 06/03/2022

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/20/2020

Series 99TO - Operations Professional Examination

BC

Issued 03/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jorge Albert Castillo.
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