Unclaimed
Jorge Agustin Cortes is a financial professional with over 20 years of experience in the financial services industry. Jorge has held senior positions at several leading financial institutions, including Citigroup Global Markets Inc., Barclays Capital Inc., Goldman, Sachs & Co., and Lehman Brothers Inc. Jorge currently holds the Series 7, Series 10, Series 14, Series 24, Series 4, Series 55, Series 57TO, Series 63, and SIE licenses. Jorge is registered with the state of New York as a broker-dealer. Jorge is currently employed by Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2019 - Present
Jefferies LLC (NEW YORK NY)
NY
11/28/2016 - 09/08/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/28/2009 - 06/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/03/2004 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
07/02/2003 - 05/03/2004
FLEET SECURITIES, INC. (DALLAS TX)
NY
08/11/1994 - 06/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/08/1992 - 08/26/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/25/2003
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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