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Jorge Agustin Cortes

Jefferies LLC

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About Jorge Agustin Cortes

Jorge Agustin Cortes is a financial professional with over 20 years of experience in the financial services industry. Jorge has held senior positions at several leading financial institutions, including Citigroup Global Markets Inc., Barclays Capital Inc., Goldman, Sachs & Co., and Lehman Brothers Inc. Jorge currently holds the Series 7, Series 10, Series 14, Series 24, Series 4, Series 55, Series 57TO, Series 63, and SIE licenses. Jorge is registered with the state of New York as a broker-dealer. Jorge is currently employed by Jefferies LLC.

Firm Information

Jorge Cortes is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Cortes’s Registration & Firm History

NY

08/08/2019 - Present

Jefferies LLC (NEW YORK NY)

NY

11/28/2016 - 09/08/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/28/2009 - 06/19/2015

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/03/2004 - 12/31/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

TX

07/02/2003 - 05/03/2004

FLEET SECURITIES, INC. (DALLAS TX)

NY

08/11/1994 - 06/20/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

04/08/1992 - 08/26/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/09/2007

Series 4 - Registered Options Principal Examination

BC

Issued 02/23/2004

Series 24 - General Securities Principal Examination

BC

Issued 11/25/2003

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 09/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/07/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jorge Agustin Cortes.
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