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Jorge Adolfo Castillo

Nylife Securities LLC

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About Jorge Adolfo Castillo

Jorge Castillo is a financial advisor at Nylife Securities LLC in Dallas, Texas. Jorge has been in the financial services industry since March 2002. Jorge has a Series 6, Series 62 and Series 63 securities licenses. Jorge previously worked at AXA Advisors, LLC and Seligman Advisors, Inc..

Firm Information

Jorge Castillo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jorge Castillo’s Registration & Firm History

TX

02/22/2007 - Present

Nylife Securities LLC (DALLAS TX)

NJ

11/18/2003 - 11/30/2006

AXA ADVISORS, LLC (SECAUCUS NJ)

MA

08/10/2001 - 11/15/2002

SELIGMAN ADVISORS, INC. (BOSTON MA)

NY

06/30/2000 - 02/20/2001

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/29/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jorge Adolfo Castillo.
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