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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordon? Claim Your ProfileJordon Havens is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jordon has been in the financial industry since 1997 and has a wide range of experience. Jordon is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 9, 10, 63 and 65 licenses. Jordon also has a broad range of experience in the securities industry, including previous employment with BANC OF AMERICA INVESTMENT SERVICES, INC., TD AMERITRADE, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC. and VANGUARD MARKETING CORPORATION. Jordon's services include portfolio management for individuals and businesses. Jordon also offers educational seminars, selection of other advisors, pension consulting, performance measurement reports, allocation modeling and IPS. Jordon is registered to provide investment advice in multiple states. Jordon has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/17/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SPARTA NJ)
NJ
12/20/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
NY
01/06/2003 - 12/04/2006
TD AMERITRADE, INC. (NEW YORK NY)
NY
11/23/1998 - 10/08/2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
PA
03/12/1997 - 10/12/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 09/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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