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Jordan Roman

Ceros Financial Services, Inc.

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About Jordan Roman

Jordan Roman is a financial professional with experience in the securities industry. Jordan is a registered representative with Ceros Financial Services, Inc. Jordan is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 63 and SIE licenses. Jordan is currently registered in 52 states and the District of Columbia.

Firm Information

Jordan Roman is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jordan Roman’s Registration & Firm History

MD

05/08/2024 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 06/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jordan Roman.
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