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Jordan R. Pawelek

Mizuho Securities USA LLC

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About Jordan R. Pawelek

Jordan R. Pawelek is a financial advisor registered with Mizuho Securities USA LLC. Jordan has over 7 years of experience in the financial industry and holds Series 63, Series 24, SIE and Series 79 licenses. Jordan is licensed in all states of the United States.

Firm Information

Jordan Pawelek is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jordan Pawelek’s Registration & Firm History

TX

07/20/2022 - Present

Mizuho Securities USA LLC (HOUSTON TX)

TX

09/03/2015 - 07/09/2022

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/10/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jordan R. Pawelek.
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