Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordan? Claim Your ProfileJordan Ohare is a financial advisor who has been in the industry since February 2013. Jordan is currently registered with Wells Fargo Securities, LLC. Prior to that, Jordan was registered with RBC Capital Markets, LLC, Piper Jaffray & Co., Newedge USA, LLC, Van Der Moolen Specialists USA, LLC, and Joseph A. Sangimino, Inc. Jordan holds Series 3, 6, 7, 55, 57TO, 62, 63, 82TO and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/07/2015 - 02/09/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/23/2013 - 06/29/2015
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
12/18/2012 - 08/07/2013
NEWEDGE USA, LLC (NEW YORK NY)
NY
06/26/2006 - 07/07/2006
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
07/20/2005 - 08/18/2005
JOSEPH A. SANGIMINO, INC. (STATEN ISLAND NY)
BC
Issued 12/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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