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Jordan Nicole Braband

FIS Brokerage & Securities Services LLC

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About Jordan Nicole Braband

Jordan Braband is a financial professional with over six years of experience in the financial services industry. Jordan is currently registered with FIS Brokerage & Securities Services LLC and holds a Series 7, Series 63, Series 66, Series 99TO and SIE license. Jordan has previously worked for Morgan Stanley. Jordan is licensed to conduct business in Illinois.

Firm Information

Jordan Braband is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jordan Braband’s Registration & Firm History

IL

07/24/2024 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

02/24/2022 - 07/18/2024

MORGAN STANLEY (Oak Brook IL)

IL

08/08/2017 - 02/15/2022

FIS BROKERAGE & SECURITIES SERVICES LLC (GENEVA IL)

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Licenses & Designations

BOTH

Issued 04/01/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jordan Nicole Braband.
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