Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordan? Claim Your ProfileJordan Michael Klein is a financial advisor currently registered with Mizuho Securities USA LLC. Jordan has been in the industry since September 4, 1996, working with a variety of firms over the years, including Barclays Capital Inc., Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc. and UBS Securities LLC. Jordan holds Series 63, Series 7 and SIE licenses and is registered with the state of New York, as well as 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/03/2019 - 08/26/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/03/2006 - 05/13/2019
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/15/2005 - 12/31/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
05/15/2003 - 03/25/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
11/28/1998 - 04/16/2003
UBS WARBURG LLC (NEW YORK NY)
NY
10/04/1994 - 10/30/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Jordan Klein is the right advisor for you? Invested Better is here to help.
