Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordan? Claim Your ProfileJordan Litke Gauthier is a financial advisor with Mufg Securities Americas Inc. in San Francisco, CA. Jordan has been in the financial services industry for over 10 years. Jordan's previous experience includes roles at J.P. Morgan Securities LLC, BOFA Securities, INC., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jordan holds Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/29/2023 - Present
Mufg Securities Americas Inc. (SAN FRANCISCO CA)
MA
04/08/2021 - 09/26/2023
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
05/10/2019 - 03/22/2021
BOFA SECURITIES, INC. (BOSTON MA)
MA
12/13/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
BC
Issued 01/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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