Unclaimed
Jordan Lewis Ethington is a registered representative with Wells Fargo Clearing Services, LLC. Jordan has been in the securities industry for over 5 years and has experience working with individuals, families, and businesses. Jordan holds the Series 66, Series 7, and SIE licenses. Jordan previously worked with Fidelity Brokerage Services LLC, LPL Financial LLC, CUNA Brokerage Services, Inc., Morgan Stanley, and First Command Financial Planning, Inc. Jordan is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/01/2024 - Present
Wells Fargo Clearing Services, LLC (LAURINBURG NC)
NC
12/22/2022 - 08/02/2024
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
05/18/2022 - 12/15/2022
LPL FINANCIAL LLC (FAYETTEVILLE NC)
NC
02/11/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (FAYETTEVILLE NC)
NC
10/17/2018 - 04/18/2019
MORGAN STANLEY (FAYETTEVILLE NC)
NC
10/26/2017 - 07/11/2018
FIRST COMMAND FINANCIAL PLANNING, INC. (FAYETTEVILLE NC)
BOTH
Issued 01/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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