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Jordan Franzblau

BGC Financial, LP

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About Jordan Franzblau

Jordan Franzblau is a securities professional with over 12 years of experience in the financial industry. Jordan is currently registered with BGC Financial, LP and holds Series 7, 55, 62, 57TO and SIE licenses. Jordan is also registered in Florida and New York as a broker-dealer. Prior to joining BGC Financial, LP, Jordan worked at TRADITION SECURITIES AND DERIVATIVES LLC, STANDARD CREDIT SECURITIES INC. and MURPHY & DURIEU.

Firm Information

Jordan Franzblau is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jordan Franzblau’s Registration & Firm History

NY

03/17/2023 - Present

BGC Financial, LP (NEW YORK NY)

NY

01/02/2014 - 01/05/2023

TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)

NY

07/11/2012 - 09/25/2014

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

03/30/2011 - 06/26/2012

MURPHY & DURIEU (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/29/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jordan Franzblau. Review regulatory record here.
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