Unclaimed
Jordan Clark Bowers is a registered investment advisor representative with Capital Client Group, Inc. Jordan has been in the industry since 2006. They have held previous positions at GWFS Equities, Inc., ADP Broker-Dealer, Inc., and Fidelity Investments Institutional Services Company, Inc. Jordan is registered in California, Florida, Georgia, New Jersey, New York, North Carolina, South Carolina, and Virginia. They have passed the Series 63, Series 65, Series 6, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
01/01/2025 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CO
06/24/2011 - 02/11/2014
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NJ
04/09/2009 - 06/23/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
RI
07/31/2006 - 03/31/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 07/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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