Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordan? Claim Your ProfileJordan Christopher Hayes is an active financial advisor registered with UBS Financial Services Inc. Jordan has over 29 years of experience in the financial services industry. Jordan holds licenses in multiple states including California, Texas, and many others. Jordan has been with UBS Financial Services Inc. since December of 2008. Prior to joining UBS, Jordan worked at Citigroup Global Markets Inc., Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Jordan has a wide range of experience in the financial services industry, including experience in the following areas: portfolio management, financial planning, and investment advisory services. Jordan is a highly qualified and experienced financial advisor who is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/05/2009 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
08/05/2003 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/17/2003 - 08/07/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/14/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/05/1994 - 01/30/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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