Unclaimed
Jordan Christopher Hart is a financial advisor currently associated with Vanguard Marketing Corp. located in Charlotte, NC. Jordan Hart has been in the industry since 2013 and holds FINRA registrations for Series 6, 7, 52, and SIE. He is also registered in 53 states and is a registered representative of Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/09/2015 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NE
01/22/2015 - 10/08/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (LINCOLN NE)
FL
10/30/2012 - 10/09/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)
BC
Issued 03/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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