Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jordan? Claim Your ProfileJordan Carl swanson Stern is a financial advisor who has been in the industry since 2013. Jordan is currently registered with U.s. Bancorp Investments, Inc. in Charlotte, NC. Prior to joining U.s. Bancorp Investments, Inc. Jordan was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, NY, DEUTSCHE BANK SECURITIES INC. in New York, NY and GOLDMAN, SACHS & CO. also in New York, NY. Jordan has a strong background in securities trading and holds the Series 7, Series 24, Series 55, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
01/14/2019 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NY
05/30/2017 - 12/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/23/2015 - 06/01/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/27/2013 - 09/11/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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