Invested Better
Unclaimed

Unclaimed

Unclaimed

Jordain Augustine Smith

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jordain? Claim Your Profile

About Jordain Augustine Smith

Jordain Augustine Smith is a financial advisor located in Monroe, Michigan. Jordain is registered with Cetera Investment Services LLC and is licensed to conduct business in Michigan. Jordain has been in the financial services industry for over a year. Jordain holds the Series 63, 6TO, and SIE licenses.

Firm Information

Jordain Smith is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jordain Smith’s Registration & Firm History

MI

09/28/2023 - Present

Cetera Investment Services LLC (MONROE MI)

MI

02/03/2023 - 05/11/2023

THE HUNTINGTON INVESTMENT COMPANY (Livonia MI)

Not sure if Jordain Augustine Smith is right for you?

Licenses & Designations

BC

Issued 03/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jordain Augustine Smith. Review regulatory record here.
Not sure if Jordain Augustine Smith is right for you?