Unclaimed
Joonki Koh is a registered representative with UBS Securities LLC. Joonki is a Series 63, SIE and Series 79 licensed professional. Joonki has been in the securities industry since January 5, 2019 and has previously worked at RABO SECURITIES USA, INC. Joonki is licensed in 52 states and is registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2021 - Present
UBS Securities LLC (New York NY)
NY
12/17/2018 - 04/27/2021
RABO SECURITIES USA, INC. (NEW YORK NY)
BC
Issued 09/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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