Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joon? Claim Your ProfileJoon So Lee is a securities professional with experience in the financial services industry. Joon So Lee is currently registered with Truist Securities, Inc. in New York, New York. Joon So Lee previously worked at Citigroup Global Markets Inc. and Cowen and Company. Joon So Lee has passed the Series 63, Series 86, Series 87, SIE, and Series 7 exams. Joon So Lee is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/26/2018 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
09/02/2014 - 06/17/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/20/2012 - 09/04/2014
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 08/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/08/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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