Unclaimed
Joon Sang Chae is an investment banking professional with Mizuho Securities USA LLC. Joon has been in the securities industry for over a year and is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO and SIE licenses. Joon is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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