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Joon S Ko

Ernst & Young Capital Advisors, LLC

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About Joon S Ko

Joon S. Ko is a registered representative with Ernst & Young Capital Advisors, LLC in Charlotte, NC. Joon Ko has been in the securities industry since November 20, 2012. Joon Ko holds the Series 63, Series 79, and SIE licenses. Joon Ko is registered in 16 states.

Firm Information

Joon Ko is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joon Ko’s Registration & Firm History

NC

11/20/2012 - Present

Ernst & Young Capital Advisors, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joon S Ko.
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