Unclaimed
Joon S. Ko is a registered representative with Ernst & Young Capital Advisors, LLC in Charlotte, NC. Joon Ko has been in the securities industry since November 20, 2012. Joon Ko holds the Series 63, Series 79, and SIE licenses. Joon Ko is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/20/2012 - Present
Ernst & Young Capital Advisors, LLC (CHARLOTTE NC)
BC
Issued 12/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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