Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joon? Claim Your ProfileJoon Baek is a financial advisor with over 10 years of experience in the financial services industry. Joon has a strong background in both broker-dealer and investment advisory roles, most recently working for Cetera Investment Advisers LLC. Joon specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/20/2021 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
03/25/2017 - 12/21/2021
MML INVESTORS SERVICES, LLC (Los Angeles CA)
CA
12/18/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
11/15/2011 - 12/28/2015
AXA ADVISORS, LLC (LOS ANGELES CA)
IA
Issued 1/8/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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