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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joon? Claim Your ProfileJoon M Baek is a financial advisor registered with Cetera Investment Advisers LLC. Joon Baek has been a financial advisor for 10 years. Joon Baek has licenses to provide investment advice in several states, including California and Texas. Joon Baek has experience with a variety of financial products and services. Prior to joining Cetera Investment Advisers LLC, Joon Baek worked with MML Investors Services, LLC, MSI Financial Services, Inc., and AXA Advisors, LLC. Joon Baek holds a Series 7, 24, 63, and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/20/2021 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
03/25/2017 - 12/21/2021
MML INVESTORS SERVICES, LLC (Los Angeles CA)
CA
12/18/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
11/15/2011 - 12/28/2015
AXA ADVISORS, LLC (LOS ANGELES CA)
IA
Issued 01/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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