Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joon? Claim Your ProfileJoon K. Cho is an active investment advisor representative with J.P. Morgan Securities LLC. Joon has been in the industry since March 25, 2012. Joon specializes in providing financial planning services, pension consulting, and portfolio management for both businesses and individuals. Joon is registered in 53 states and holds several licenses, including Series 66, Series 4, Series 24, Series 10, Series 9, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
10/19/2018 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
06/19/2017 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (SCHAUMBURG IL)
IL
02/22/2016 - 02/14/2017
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/28/2015 - 03/04/2016
MORGAN STANLEY (OAK BROOK IL)
IL
12/12/2012 - 04/21/2015
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
09/20/2011 - 11/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKFORD IL)
BOTH
Issued 10/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2019
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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