Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joon? Claim Your ProfileJoon Hyun Kim is a registered representative with Charles Schwab & CO., Inc. in Westlake, TX. Joon has been in the securities industry since August 4, 2010. Previously, Joon was registered with TD AMERITRADE, INC. and MORGAN STANLEY SMITH BARNEY. Joon holds the Series 66, Series 7 and SIE licenses. Joon is licensed to conduct business in 23 states. Joon Hyun Kim's firm, Charles Schwab & CO., Inc. is a firm registered with the SEC, with offices in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Pasadena CA)
CA
03/22/2012 - 05/11/2024
TD AMERITRADE, INC. (Pasadena CA)
CA
08/05/2010 - 03/21/2012
MORGAN STANLEY SMITH BARNEY (BREA CA)
BOTH
Issued 10/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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