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Joon Han Rhee

Arete Wealth Management, LLC

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About Joon Han Rhee

Joon Han Rhee has been in the financial services industry since September 22, 1991. Joon is currently registered with Arete Wealth Management, LLC and has been with the firm since August 18, 2022. Previously, Joon was registered with NATIONAL SECURITIES CORPORATION and CONTINENTAL BROKER-DEALER CORP.. Joon is licensed to sell securities in 51 states and the District of Columbia.

Firm Information

Joon Rhee is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joon Rhee’s Registration & Firm History

NY

08/18/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

02/05/2004 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

08/21/1991 - 01/29/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 09/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Joon Han Rhee. Review regulatory record here.
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