Unclaimed
Joohan Lee is a securities professional with experience in the industry since November 2020. Joohan is currently registered with Summit Securities Group LLC and holds the Series 57TO, SIE, and Series 24 licenses. Joohan is also a Registered Representative and General Securities Principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/16/2020 - Present
Summit Securities Group LLC (NEW YORK NY)
BC
Issued 04/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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