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Joohan Lee

Summit Securities Group LLC

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About Joohan Lee

Joohan Lee is a securities professional with experience in the industry since November 2020. Joohan is currently registered with Summit Securities Group LLC and holds the Series 57TO, SIE, and Series 24 licenses. Joohan is also a Registered Representative and General Securities Principal with FINRA.

Firm Information

Joohan Lee is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joohan Lee’s Registration & Firm History

NY

11/16/2020 - Present

Summit Securities Group LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/08/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/16/2020

Series 57TO - Securities Trader Exam

BC

Issued 10/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joohan Lee.
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