Unclaimed
Joo You is a registered representative with Fidelity Brokerage Services LLC. Joo has been in the securities industry for over 6 months and is licensed to provide securities advice in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Joo has passed both the Series 7 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
11/09/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BOTH
Issued 03/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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