Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joni? Claim Your ProfileJoni Sperow is a financial advisor with Raine Securities LLC. Joni has been in the financial industry since 2004 and is registered in 27 states. Joni has passed the Series 63, Series 7 and SIE exams. Joni previously worked at Piper Jaffray & Co. and Keefe, Bruyette & Woods, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/04/2018 - Present
Raine Securities LLC (SAN FRANCISCO CA)
CA
05/29/2012 - 04/02/2018
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
10/06/2004 - 05/24/2012
KEEFE, BRUYETTE & WOODS, INC. (SAN FRANCISCO CA)
BC
Issued 01/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joni Sperow is the right advisor for you? Invested Better is here to help.
