Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joni? Claim Your ProfileJoni Marie Southwell is a financial professional with over 20 years of experience in the financial services industry. Joni is currently a registered representative with Raymond James & Associates, Inc. Joni has a broad range of experience and holds several licenses, including Series 7, 24, 53, 63, and SIE. Joni is committed to providing clients with personalized financial advice and guidance. Joni has previously held positions at GUNNALLEN FINANCIAL, INC, THINKEQUITY PARTNERS LLC, FULCRUM GLOBAL PARTNERS LLC, and RYAN, BECK & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/06/2006 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
02/01/2005 - 01/04/2006
GUNNALLEN FINANCIAL, INC (TAMPA FL)
CA
12/10/2003 - 02/03/2005
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
05/31/2001 - 03/17/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NJ
09/24/1999 - 05/29/2001
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
FL
04/16/1998 - 06/24/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 02/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joni Southwell is the right advisor for you? Invested Better is here to help.
