Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joni? Claim Your ProfileJoni Hollowell is a financial advisor at Stephens. Joni has been in the financial services industry since 2002. Joni has a Series 6, 7, 26, and 63 license. Joni is registered with the state of Arkansas. Joni's firm, Stephens, has been in business since 1933 and is headquartered in Little Rock, Arkansas. Stephens has over 1,000 employees and manages over $14 billion in assets. Joni's specializations include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
01/12/2012 - Present
Stephens (LITTLE ROCK AR)
GA
05/24/2005 - 12/12/2011
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
04/12/2002 - 06/01/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
12/03/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 11/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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