Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joni? Claim Your ProfileJoni Sharkey is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Fort Wayne, Indiana. Joni has over 30 years of experience in the financial services industry. Joni has worked for several firms including Morgan Stanley, Wells Fargo, and LPL Financial. Joni specializes in working with individuals, families, and businesses. Joni offers a wide range of financial services including financial planning, portfolio management, and retirement planning. Joni has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
01/18/2023 - Present
Stifel, Nicolaus & Company, Inc. (FORT WAYNE IN)
IL
12/23/2021 - 04/29/2022
MORGAN STANLEY (Deerfield IL)
IN
08/07/2015 - 08/05/2021
WELLS FARGO CLEARING SERVICES, LLC (FORT WAYNE IN)
IN
07/19/2013 - 08/04/2015
LPL FINANCIAL LLC (HUNTINGTON IN)
IL
01/26/2012 - 05/21/2013
UBS FINANCIAL SERVICES INC. (NORTHBROOK IL)
IL
06/01/2009 - 02/06/2012
MORGAN STANLEY SMITH BARNEY (RIVERWOODS IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
05/20/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
MI
10/15/2004 - 03/16/2005
PLANTE MORAN INSURANCE AGENCY (SOUTHFIELD MI)
NY
05/08/2002 - 06/29/2004
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/03/1986 - 05/22/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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