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Joni Clark

Mutual OF America Securities LLC

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About Joni Clark

Joni Clark is a financial advisor who has been active in the industry since May 1, 1997. Joni is currently registered with Mutual of America Securities LLC and has been with the firm since February 14, 2019. Joni's previous experience includes roles at Mutual of America Life Insurance Company, Loring Ward Securities Inc., United Planners' Financial Services of America A Limited Partner, Legg Mason Wood Walker, Incorporated, Wilshire Associates Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Joni Clark is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joni Clark’s Registration & Firm History

CA

02/14/2019 - Present

Mutual OF America Securities LLC (LONG BEACH CA)

NY

02/05/2019 - 11/20/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)

NY

09/30/2004 - 03/28/2016

LORING WARD SECURITIES INC. (NEW YORK NY)

AZ

04/16/2002 - 07/15/2002

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

MD

08/26/1998 - 04/17/2001

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

CA

12/13/1995 - 10/23/1998

WILSHIRE ASSOCIATES INCORPORATED (SANTA MONICA CA)

NY

11/22/1989 - 09/11/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 03/28/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joni Clark.
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