Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonea? Claim Your ProfileJonea Glaspie is a financial professional with over 15 years of experience in the industry. Jonea is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas. Prior to joining Merrill Lynch, Jonea worked for several other firms including Rockefeller Financial LLC, Investors Capital Corp, and Legend Equities Corporation. Jonea holds several licenses and certifications including Series 7, 63, 66, 9, 10, 24, 4, 52TO, and 53.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
12/17/2020 - 04/14/2022
ROCKEFELLER FINANCIAL LLC (Los Angeles CA)
CA
05/29/2018 - 12/15/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
09/09/2015 - 11/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CULVER CITY CA)
CA
02/10/2015 - 07/14/2015
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
02/10/2015 - 07/14/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
CA
02/10/2015 - 07/14/2015
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
02/10/2015 - 07/14/2015
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
01/21/2015 - 07/14/2015
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/14/2015
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/14/2015
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/14/2015
FIRST ALLIED SECURITIES, INC. (El Segundo CA)
CA
06/26/2013 - 07/14/2015
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
10/20/2009 - 06/04/2013
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
05/15/2007 - 04/02/2008
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
CA
01/06/2006 - 05/31/2007
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
CA
07/25/2005 - 01/13/2006
WELLS FARGO BROKERAGE SERVICES, L.L.C. (LOS ANGELES CA)
CA
07/25/2005 - 01/13/2006
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)
CA
09/17/2004 - 07/29/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
06/13/2003 - 11/13/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 03/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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